Date: 4/4/2012
Source: Incapital
Author: Incapital

Incapital Extends Diversified Suite of Products with Unit Trusts Designed in Collaboration with Leading Global Partners

Incapital LLC announced Monday the launch of Incapital Unit Trusts, providing individual investors with a convenient, transparent and cost-effective way to own a professionally-selected and diversified fixed portfolio of securities.

“Incapital is pleased to extend our already robust platform of products to meet the unique needs of various investment portfolios,” said Incapital Chief Executive Officer John Radtke. “Incapital Unit Trusts will integrate institutional strategies from our leading global partners into vehicles designed for ‘buy and hold’ investors.”

Incapital will announce global institutional partners for Incapital Unit Trusts in the near future.

Incapital’s Unit Trust division is directed by John Browning who previously served as Managing Director of the Unit Trust division at Guggenheim Funds Distributors Inc. and held leadership positions at Van Kampen Investments and Invesco PowerShares.

“We are hitting the ground running in this growing Unit Trust market with the top tier quality products and service Incapital’s clients have come to expect,” said Browning. “The ability to strategically target a particular asset class or investment methodology combined with options to build core positions make unit trusts a potential lower cost option from which to build an investment portfolio.”

Incapital Unit Trusts generally remain fixed and require a low minimum purchase of $1,000. The professionally selected basket of securities may allow investors to diversify market risk without the large capital commitment and time it would require to achieve this type of diversification on their own.

Incapital Unit Trusts have a predetermined investment life which provides for regular opportunities to review and evaluate an investor’s current investment needs. Additionally, the daily redemption feature provides flexibility to meet an investor’s individual situation.



The investment products discussed herein contain unique risks, terms, conditions and fees specific to each offering. Depending upon the particular investment product, risks may include, but are not limited to, issuer credit risk, market risk, the performance of an underlying derivative financial instrument, formula or strategy, and foreign currency risks. Return of principal may not be guaranteed and may be subject to credit risk of the issuer or the performance of a derivative instrument, formula or strategy. Additionally, unless otherwise specified in the particular offering documentation, the products discussed herein are not FDIC insured, may lose value, and are not bank guaranteed. You should not purchase an investment product or make an investment recommendation to a customer until you have read the specific offering documentation and understand the specific investment terms, conditions and risks of such investment. A copy of the official statement and other offering information may be found at the SEC’s EDGAR as related to securities offerings. Incapital will also provide copies of the relevant offering statements upon request. Incapital does not offer or sell investment products to individual investors. Investors should consult with their financial professional prior to investing any money in these or other products and carefully review the disclosure statement or other offering documents.

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