Date: 12/22/2014
Author: Amina Elahi

Cubs Owner Ricketts Ventures into Social Impact Investing

Many Americans see the holidays as a time to focus on charitable giving. But some in the investment community believe individuals can put their money to work with a good conscience year-round.

That’s why Incapital, a Chicago-based firm that underwrites and sells fixed income securities and structured notes, in September launched Legacy, a platform that aims to help financial advisors guide clients toward social impact investment options.

Social impact investing — sometimes also referred to as values-based investing or socially conscious investing — refers to investing practices that seek socially beneficial returns in addition to financial ones.

More individuals and institutions are participating in this type of investing. One example is Domini Social Investments, which manages three mutual funds that boast a combined $1.4 billion in assets.

Click to see read more.



These securities are only being made available by means of a prospectus and/or other offering documents. Before you invest, you should read the offering documents and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. The underwriter or any dealer participating in the offering will arrange to send you the offering circular if you request it by calling toll-free 1-800-327-1546.

Any financial product sold prior to maturity may be worth more or less than the original amount invested. Depending upon the specific product offering, investment risks include, but are not limited to, interest rate risk, credit risk of the issuer and liquidity risk. Additionally, unless otherwise specified in the respective offering documentation, the product(s) discussed herein are not FDIC insured, may lose value, and are not bank guaranteed. While a high rating by a ratings agency does not guarantee safety of principal or return of funds, it does provide an independent opinion. Incapital does not offer or sell investment products to individual investors. Investors should carefully review and understand the offering documents and consult with their financial and tax advisors prior to investing in any financial product(s).

Specific investment terms are for illustration purposes only and may not reflect the actual terms of an investment product available for purchase from Incapital. Financial products are sold only by the offering documents and supplements of the respective issuer. The information contained herein does not constitute an offer to sell or a solicitation of an offer to buy securities. Investment products described herein may not be offered for sale in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful or prohibited by the specific offering documentation. Securities offered through and UITs sponsored by Incapital LLC, Member FINRA / SIPC. Annuities and insurance products offered through Incapital Insurance Services LLC, Member FINRA / SIPC. © 2014 Incapital. All rights reserved. Incapital, 200 South Wacker Dr. Chicago, IL 60606.