Date: 10/26/2017
Source: Incapital
Author: Incapital

INCAPITAL AND ALAIA CAPITAL ENTER INTO DISTRIBUTION PARTNERSHIP

Agreement Brings New Market-Linked UITs to Financial Advisors 

 

Boca Raton, FL, October 26, 2017 – Incapital LLC, a leading provider of risk management investment solutions, announced today that it has entered into a distribution partnership with Alaia Capital, LLC, an independent asset management firm focused on innovative investment solutions. Incapital will offer Alaia Capital’s market-linked Unit Investment Trusts (UITs), marketed under the m+ fundssm brand, to financial advisors through its vast network of broker/dealers and banks.

 

“We are delighted to be partnering with Alaia Capital to introduce market-linked solutions through a UIT structure,” said John DesPrez, CEO of Incapital. “Not only is the suite of m+ fundssm the first of its kind, it is also a natural complement to our platform of market-linked products and corporate bonds (InterNotes®) for individual investors.”

 

Like other market-linked products, m+ fundssm are designed to provide outcome-driven exposure to ETFs over a fixed period of time. Gains may be subject to a cap and principal may be fully or partially protected from losses if held to maturity. As UITs, m+ fundssm provide transparency of holdings and fees, daily NAV pricing and transparent liquidity. m+ fundssm also eliminate bank or corporate credit risk and can be easily deployed in both fee-based and brokerage accounts as an equity holding.

 

“It is a pleasure to be working with Incapital given their leadership in the distribution of market-linked products,” said Oscar Loynaz, Co-founder of Alaia Capital. “m+ fundssm are designed to offer the risk management flexibility of market-linked strategies but in a familiar ‘40 Act format that is scalable to a broad set of clients.”

 

Investors should carefully consider the investment objectives, risks, charges and expenses of a unit investment trust before investing. A prospectus and summary prospectus (if available) for a particular trust may be found on the SEC’s EDGAR database (http://www.sec.gov/edgar.shtml) under CIK#0001652446 and should be read carefully before investing.

 

The information presented herein does not constitute an offer to sell or a solicitation of an offer to buy securities. Investment products described herein may not be offered for sale in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful or prohibited by the laws of such state or jurisdiction.


 

About Incapital LLC

Incapital was founded in 1999 and today is a leading underwriter and distributor of securities to more than 800 broker-dealers, institutions, asset managers, RIAs and banks. The firm represents more than 300 issuing entities and has underwritten more than $430 billion in securities. Within its Wealth Management Solutions division, Incapital provides financial professionals with access to a broad range of risk management investment products, as well as a host of educational resources and dedicated support from a nationwide sales team. Further information is available at www.incapital.com.

 

About Alaia Capital, LLC
Alaia Capital is an independent financial services firm focused on innovative and alternative investment solutions. The firm leverages the strong leadership and experience of founders and senior partners, all having extensive product and derivatives backgrounds and having been at the forefront of the evolving index, ETF and structured investments business. Alaia Capital is focused on delivering outcome-driven investments through an efficient and scalable fiduciary framework. Learn more at www.alaiacapital.com. Securities offered through Beech Hill Securities, Inc., a registered broker-dealer, member FINRA/SIPC.