Date: 3/19/2018
Source: Incapital
Author: Incapital

Incapital Wins Dealer of the Year
at 2018 mtn-i Americas Awards

Firm Recognized for Its Market-Linked Securities Growth and Branding

Boca Raton, FL, March 19, 2018 – Incapital LLC, a leading provider of risk management investment solutions, today announced that it will be the recipient of the Dealer of the Year Award at the upcoming 2018 mtn-i Americas Structured Note Showcase & Awards ceremony.


In proclaiming Incapital the winner of the Dealer of the Year Award, mtn-i stated: “Building on its bold branding initiative for Market-Linked Securities, Incapital stands out for the growth and breadth of its multi-channel wholesaling effort – up 20% in 2017.”


Incapital’s robust distribution team is focused on building relationships with banks, broker-dealers and institutional investors. A team of 50+ professionals is solely dedicated to servicing these products to over 300 active partners, including every major issuer in the market, resulting in a record $4B in sales in 2017. Incapital is also the largest third-party liquidity provider for secondary market-linked products.


“We are committed to providing excellence in Market-Linked Product education, distribution support and product offerings,” said Hugh McHaffie, Managing Director and Head of Incapital’s Wealth Management Solutions division. “We are delighted to receive this award which recognizes our commitment and motivates us to enhance our clients experience with Incapital.”


This award brings Incapital’s total mtn-i awards up to sixteen. The previous awards are:


  • U.S. Structured Products Distributor of the Year (2008, 2010, 2011, 2012, 2014, 2016)
  • Editor’s Award (2010 – Education & Marketing, 2014 – Triple A Structured Note Initiative, 2017 – Brand and Distribution Leadership)
  • Landmark Deal (2014 - USD 100m Floored Floating-Rate Notes due 2018, 2014 - USD 120m Hybrid Note Series due 2023/28/34)
  • Investor Solutions (2008, 2014)
  • Deal of the Year (2015 – USD 400m GS Momentum Builder Multi-Asset 5ER Index-Linked Notes/CDs, 2017– Floating Rate 3-Month USD LIBOR-Linked Note)


Mtn-i is a global news, data, analytics and communication platform that specializes in compiling data on below-radar debt markets covering Structured Notes, Private Placements and MTNs. They will be holding the award ceremony at The Four Seasons Hotel in Miami on April 12, 2018.



About Incapital LLC


Incapital was founded in 1999 and today is a leading underwriter and distributor of securities to more than 800 broker-dealers, institutions, asset managers, RIAs and banks. The firm represents more than 300 issuing entities and has underwritten more than $430 billion in securities. Within its Wealth Management Solutions division, Incapital provides financial professionals with access to a broad range of risk management investment products, as well as a host of educational resources and dedicated support from a nationwide sales team. The firm is headquartered in Chicago, IL and has a principal office in Boca Raton, FL. Further information is available at